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BRIEF-FINRA bars registered representative for failing to disclose private securities transactions
June 7, 2017 / 1:46 PM / 4 months ago

BRIEF-FINRA bars registered representative for failing to disclose private securities transactions

June 7 (Reuters) -

* FINRA hearing panel bars registered representative for failing to disclose private securities transactions totaling $100 million in eb-5 investments

* FINRA - hearing panel barred california-based jim seol for participating in private securities transactions, undisclosed “outside business activities” Source text for Eikon:

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