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BRIEF-U.S. SEC charges Credit Suisse, former IA representative with breaches of fiduciary duty
April 5, 2017 / 1:46 AM / in 4 months

BRIEF-U.S. SEC charges Credit Suisse, former IA representative with breaches of fiduciary duty

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April 4 (Reuters) -

* U.S. SEC - SEC charges Credit Suisse and Former IA representative with breaches of fiduciary duty

* U.S. SEC-Credit Suisse, ex-representative agreed to pay about $8 million to settle charges of improperly investing clients in more expensive shares of mutual funds Source text : bit.ly/2oXRQt0 Further company coverage:

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