Company Profile For CITIC Securities Company Limited

CITIC Securities Company Limited is a China-based company engaged in securities business. The Company operates its businesses through securities brokerage; investment banking business, including lead underwriting of initial public offering (IPO) and bonds, as well as asset securitization business; asset management, including investment management of corporate annuities and funds, as well as other businesses; bond selling and trading; stock distribution and trading, as well as research business, which involves in industries such as transportation, petrochemical, electric power, construction, nonferrous metal, automobile and household electric appliances, among others. The Company operates its businesses primarily in domestic market.

BRIEF: For the nine months ended 30 September 2009, CITIC Securities Company Limited's total revenues increased 10% to RMB15.22B. The Company's net income increased 7% to RMB6.29B. Total revenues reflect an increase in processing income, lower loss on change of fair value, and higher other operating income. Net income for the period was partially offset by increased selling, general and administrative expenses.