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Nomura Holdings Inc (8604.T)

8604.T on Tokyo Stock Exchange

461JPY
14 Dec 2018
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Summary

Name Age Since Current Position

Nobuyuki Koga

67 2017 Chairman of the Board

Koji Nagai

59 2017 Executive President, Group Chief Executive Officer, Representative Executive Officer, Chairman of Subsidiary, Director

Tetsu Ozaki

59 2018 Vice Chairman of the Executive Board

Takumi Kitamura

51 2016 Chief Financial Officer, Executive Officer

Toshio Morita

57 2018 Executive Officer, Group Co-Chief Operating Officer, Executive President of Subsidiary

Shoichi Nagamatsu

60 2018 Representative Executive Officer, Executive Vice President, Director

Paul Spanswick

Group Chief Administrative Officer, Executive Officer

Kaoru Numata

Chief Information Officer, Executive Officer

Lewis O'Donald

Chief Risk Officer, Executive Officer

Yo Akatsuka

Executive Officer, Global Head of Investment Banking

Norikazu Akedo

Executive Officer, Global Head of Equities in Global Markets

Satoshi Arai

Executive Officer

Steven Ashley

Executive Officer, Manager of Wholesale, Head of Global Markets

David Findlay

2017 Executive Officer, Executive Chairman of Americas

Toshiyasu Iiyama

Executive Officer, Executive Chairman of Asia, Chairman of Subsidiary

Hajime Ikeda

Executive Officer

Rig Karkhanis

Executive Officer, Head of Global Markets in Asia

Yasuo Kashiwagi

55 Executive Officer, Executive Chairman of Europe & Middle East & Africa(EMEA)

Kenji Kimura

Executive Officer, Executive President of Subsidiary

Hideo Kitano

Executive Officer, Co-Head of Global Markets in Europe & Middle East & Africa(EMEA)

Jonathan Lewis

Executive Officer, Head of Europe & Middle East & Africa(EMEA), Chief Executive Officer of Subsidiaries

Masahiko Maekawa

40 Executive Officer, Manager of Merchant Banking, President of Subsidiaries

Etsuro Miwa

Executive Officer

Shinichi Mizuno

Executive Officer

Yutaka Nakajima

Executive Officer, Co-Head of Global Markets

Yuji Nakata

59 2017 Executive Officer, Co-Chief Risk Officer

Rikiya Nonomura

Executive Officer

Shoji Ogawa

Executive Officer

Toru Ohtsuka

Executive Officer

Kentaro Okuda

54 2018 Executive Officer, Group Co-Chief Operating Officer, Head of Americas Resign

Jonathan Raiff

Executive Officer, Head of Global Markets in Americas

Vikas Sharma

Executive Officer, Head of Asia

Yasushi Takayama

Executive Officer, Chief Legal Officer

Tsutomu Takemura

Executive Officer, Co-Head of Americas, Chief Executive Officer of Subsidiary

Tomoyuki Teraguchi

55 Executive Officer

Kunio Watanabe

55 2014 Executive Officer, Manager of Asset Management, Chief Executive Officer & Executive President of Subsidiary

Chuzaburo Yagi

Executive Officer

Eiichiro Yamaguchi

55 Executive Officer, Manager of Sales

Hisato Miyashita

59 2016 Director

Kazuhiko Ishimura

63 2018 Independent Director

Hiroshi Kimura

65 2015 Independent Director

Choo San Lim

71 2011 Independent Director

Noriaki Shimazaki

71 2016 Independent Director

Mari Sono

66 2017 Independent Director

Laura Unger

57 2018 Independent Director

Yuko Horiuchi

2018 Director of Accounting

Biographies

Name Description

Nobuyuki Koga

Mr. Nobuyuki Koga has been serving as Chairman of the Board in Nomura Holdings, Inc. since April 2017. He is also Chairman of Nominating Committee and Compensation Committee of the Company. He is serving as Director in a subsidiary, Nomura Securities Co., Ltd., as well as President and Representative Director in Kanagawa Kaihatsu Kanko Co., Ltd. He joined the Company in April 1974. His previous titles include Managing Director, Vice President, Representative Executive Officer, Executive President and Chief Executive Officer in the Company.

Koji Nagai

Mr. Koji Nagai has been serving as Executive President, Group Chief Executive Officer, Representative Executive Officer and Director in Nomura Holdings Inc., as well as Chairman of the Board of a subsidiary, Nomura Securities Co., Ltd., since April 1, 2017. He joined the Company in April 1981. He previously served as Executive Officer in the Company. He obtained LLB from Chuo University in March 1981.

Tetsu Ozaki

Mr. Tetsu Ozaki has been serving as Vice Chairman of the Executive Board in Nomura Holdings, Inc. since April 2018. He is also serving as Director in a subsidiary, Nomura Securities Co., Ltd. He joined the Company in April 1982. His previous titles include Representative Executive Officer, Group Chief Operating Officer and Executive Vice President in the Company,

Takumi Kitamura

Mr. Takumi Kitamura has been serving as Chief Financial Officer and Executive Officer in Nomura Holdings, Inc. since April 2016. He is also serving as Executive Officer in a subsidiary, Nomura Securities Co., Ltd. He joined the Company in April 1990.

Toshio Morita

Mr. Toshio Morita has been serving as Executive Officer and Group Co-Chief Operating Officer in Nomura Holdings, Inc., as well as Executive President, Representative Executive Officer and Director of a subsidiary, Nomura Securities Co., Ltd., since April 2017. He joined the Company in April 1985.

Shoichi Nagamatsu

Mr. Shoichi Nagamatsu has been serving as Representative Executive Officer, Executive Vice President and Director in Nomura Holdings, Inc. since June 2018. He is also serving as Director in a subsidiary, Nomura Securities Co., Ltd. He joined the Company in April 1982. His previous titles include Executive Officer and Managing Executive Officer in the Company.

Paul Spanswick

Kaoru Numata

Mr. Kaoru Numata is serving as Chief Information Officer and Executive Officer in Nomura Holdings, Inc. He is also serving as Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Lewis O'Donald

Yo Akatsuka

Mr. Yo Akatsuka is serving as Executive Officer and Global Head of Investment Banking in Nomura Holdings, Inc. He is also serving as Managing Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Norikazu Akedo

Mr. Norikazu Akedo has been serving as Executive Officer and Global Head of Equities in Global Markets in Nomura Holdings, Inc. He is also serving as Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Satoshi Arai

Mr. Satoshi Arai is serving as Executive Officer in Nomura Holdings, Inc. He is also serving as Senior Managing Executive Officer in a subsidiary, Nomura Securities Co., Ltd., as well as Director in another subsidiary, Nomura Institute of Estate Planning.

Steven Ashley

David Findlay

Toshiyasu Iiyama

Mr. Toshiyasu Iiyama is serving as Executive Officer and Executive Chairman of Asia in Nomura Holdings, Inc., as well as Chairman of the Board and Representative Director of a subsidiary, Nomura Asia Pacific Holdings Co., Ltd. He is also serving as Senior Managing Executive Officer in another subsidiary, Nomura Securities Co., Ltd.

Hajime Ikeda

Mr. Hajime Ikeda is serving as Executive Officer in Nomura Holdings, Inc. He is also serving as Managing Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Rig Karkhanis

Yasuo Kashiwagi

Mr. Yasuo Kashiwagi is serving as Executive Officer and Executive Chairman of Europe & Middle East & Africa(EMEA) in Nomura Holdings, Inc. He is also serving as Managing Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Kenji Kimura

Mr. Kenji Kimura is serving as Executive Officer in Nomura Holdings, Inc., as well as Representative Executive Officer, Executive President and Director of a subsidiary, Nomura Trust and Banking Co., Ltd. He used to be Managing Director in another subsidiary, Nomura Securities Co., Ltd.

Hideo Kitano

Jonathan Lewis

Mr. Jonathan Lewis is serving as Executive Officer and Head of Europe & Middle East & Africa(EMEA) in Americas in Nomura Holdings, Inc., as well as Chief Executive Officer of two subsidiaries, including Nomura Europe Holdings plc and Nomura International plc.

Masahiko Maekawa

Mr. Masahiko Maekawa is serving as Executive Officer and Manager of Merchant Banking in Nomura Holdings, Inc., as well as President and Representative Director of two subsidiaries, including Nomura Capital Partners Co., Ltd. and Nomura Financial Partners Co., Ltd.

Etsuro Miwa

Mr. Etsuro Miwa is serving as Executive Officer in Nomura Holdings, Inc. He is also serving as Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Shinichi Mizuno

Yutaka Nakajima

Mr. Yutaka Nakajima is serving as Executive Officer and Co-Head of Global Markets in Nomura Holdings, Inc. He is also serving as Senior Managing Executive Officer in a subsidiary, Nomura Securities Co., Ltd., as well as Director in another subsidiary, Nomura Financial Products & Services, Inc.

Yuji Nakata

Mr. Yuji Nakata has been serving as Executive Officer and Co-Chief Risk Officer in Nomura Holdings, Inc. since April 2017. He is also serving as Representative Executive Officer and Executive Vice President in a subsidiary, Nomura Securities Co., Ltd. He joined the Company in April 1983.

Rikiya Nonomura

Mr. Rikiya Nonomura is serving as Executive Officer in Nomura Holdings, Inc. He is also serving as Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Shoji Ogawa

Mr. Shoji Ogawa has been serving as Executive Officer in Nomura Holdings, Inc. He is also serving as Executive Officer in a subsidiary, Nomura Securities Co., Ltd., as well as Director in other two subsidiaries, including Nomura Asset Management Co., Ltd. and Nomura Trust and Banking Co., Ltd.

Toru Ohtsuka

Mr. Toru Ohtsuka is serving as Executive Officer in Nomura Holdings, Inc. He is also serving as Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Kentaro Okuda

Mr. Kentaro Okuda is serving as Executive Officer, Group Co-Chief Operating Officer and Head of Americas Resign in Nomura Holdings, Inc. since April 2018. He is also serving as Executive Vice President and Director in a subsidiary, Nomura Securities Co., Ltd. He joined the Company in April 1987.

Jonathan Raiff

Vikas Sharma

Yasushi Takayama

Mr. Yasushi Takayama is serving as Executive Officer and Chief Legal Officer in Nomura Holdings, Inc. He is also serving as Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Tsutomu Takemura

Mr. Tsutomu Takemura is serving as Executive Officer and Co-Head of Americas in Nomura Holdings, Inc., as well as Chief Executive Officer of a subsidiary, Nomura Securities International, Inc.

Tomoyuki Teraguchi

Mr. Tomoyuki Teraguchi is serving as Executive Officer in Nomura Holdings, Inc. He is also serving as Representative Executive Officer and Managing Executive Officer of a subsidiary, Nomura Securities Co., Ltd.

Kunio Watanabe

Mr. Kunio Watanabe has been serving as Executive Officer and Manager of Asset Management in Nomura Holdings, Inc., as well as Executive President, Chief Executive Officer and Director of a subsidiary, Nomura Asset Management Co., Ltd., since April 2014. He joined the Company in April 1985.

Chuzaburo Yagi

Eiichiro Yamaguchi

Mr. Eiichiro Yamaguchi is serving as Executive Officer and Manager of Sales in Nomura Holdings, Inc. He is also serving as Representative Executive Officer and Executive Vice President in a subsidiary, Nomura Securities Co., Ltd.

Hisato Miyashita

Mr. Hisato Miyashita has been serving as Director in Nomura Holdings, Inc. since June 2016. He is a member of Audit Committee of the Company. He is also serving as Chairman of the Board of Directors in a subsidiary, The Nomura Trust and Banking Co., Ltd., Director in other three subsidiaries, including Nomura Holding America Inc., Nomura Asset Management Co., Ltd. and Nomura Asia Pacific Holdings Co., Ltd., Non-Executive Director in another subsidiary, Nomura Europe Holdings plc, as well as Auditor in another subsidiary, Nomura Financial Products & Services, Inc. He joined the Company in July 1987. He previously served as Executive Officer in the Company. He used to work for Citigroup Global Markets Japan Inc. and another subsidiary, Nomura Securities Co., Ltd.

Kazuhiko Ishimura

Mr. Kazuhiko Ishimura has been serving as Independent Director in Nomura Holdings, Inc. since June 2018. He is also a member of Nominating Committee and Compensation Committee of the Company. He is also Chairman of the Board in another company that is under a new name, AGC Inc., as well as Independent Director in TDK Corporation and IHI Corporation.

Hiroshi Kimura

Mr. Hiroshi Kimura has been serving as Independent Director in Nomura Holdings, Inc. since June 2015. He is also a member of Nominating Committee and Compensation Committee of the Company. He is also serving as Independent Director in AGC Inc. and IHI Corporation, and working for Japan Tobacco Inc.

Choo San Lim

Mr. Michael Choo San Lim has been serving as Independent Director in Nomura Holdings, Inc. since June 2011. He is also serving as Non-Executive Chairman in Nomura Singapore Ltd. and Fullerton Healthcare Corporation Limited, and Member of The Singapore Public Service Commission. He used to work for Price Waterhouse, Singapore, PricewaterhouseCoopers, Singapore, Land Transport Authority of Singapore, Olam International Limited, Accounting Standards Council, Singapore and Singapore Accountancy Commission.

Noriaki Shimazaki

Mr. Noriaki Shimazaki has been serving as Independent Director in Nomura Holdings, Inc. since June 2016. He is also Chairman of Audit Committee of the Company. He is also serving as Independent Director in UKC Holdings Corporation and Loginet Japan Co., Ltd., as well as Director in a subsidiary, Nomura Securities Co., Ltd. He is also working for IFRS Foundation Asia-Oceania Office and Japanese Institute of Certified Public Accountants. He used to work for Sumitomo Corporation.

Mari Sono

Ms. Mari Sono has been serving as Independent Director in Nomura Holdings, Inc. since June 2017. She is also a member of Audit Committee of the Company. She used to work for Ernst & Young ShinNihon LLC and Ministry of Internal Affairs and Communications, Japan. She is a Certified Public Accountant.

Laura Unger

Ms. Laura Simone Unger has been serving as Independent Director in Nomura Holdings, Inc. since June 2018. She is also serving as Independent Director of CIT Group Inc., Navient Corporation and Nomura Securities International, Inc. She used to work for U.S. Securities and Exchange Commission (SEC), U.S. Senate Committee on Banking, Housing and Urban Affairs, JPMorgan Chase & Co., CA Inc. and Promontory Financial Group.

Yuko Horiuchi