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Ameriprise Financial Inc (AMP.N)

AMP.N on New York Stock Exchange

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Summary

Name Age Since Current Position

James Cracchiolo

60 2005 Chairman of the Board, Chief Executive Officer

Walter Berman

76 2005 Chief Financial Officer, Executive Vice President

Neal Maglaque

62 2012 President - Advice & Wealth Management, Business Development, Chief Operating Officer

Joseph Sweeney

57 2012 President - Advice & Wealth Management, Products and Service Delivery

William Truscott

59 2012 Chief Executive Officer - Global Asset Management

John Woerner

49 2012 President - Insurance & Annuities, Chief Strategy Officer

Colin Moore

60 2013 Executive Vice President, Global Chief Investment Officer

Randy Kupper

60 2012 Executive Vice President, Chief Information Officer

Karen Thissen

52 2017 Executive Vice President, General Counsel

Deirdre McGraw

48 2014 Executive Vice President - Marketing, Communications and Community Relations

Kelli Hunter Petruzillo

57 2005 Executive Vice President - Human Resources

Patrick O'Connell

49 2013 Executive Vice President - Ameriprise Advisor Group

Bill Williams

51 2013 Executive Vice President - Ameriprise Franchise Group

John Hutt

2019 Senior Vice President - Corporate Finance, Principal Accounting Officer, Controller

Robert Sharpe

67 2013 Independent Presiding Director

Brian Shea

58 2019 Director

Dianne Blixt

60 2014 Independent Director

Amy DiGeso

66 2014 Independent Director

Lon Greenberg

68 2011 Independent Director

Jeffrey Noddle

72 2005 Independent Director

W. Edward Walter

63 2018 Independent Director

Christopher Williams

61 2016 Independent Director

Alicia Charity

Senior Vice President, Investor Relations

Biographies

Name Description

James Cracchiolo

Mr. James M. Cracchiolo is Chairman of the Board, Chief Executive Officer of the Company. He has been Chairman and Chief Executive Officer of Ameriprise Financial since 2005, when the Company, American Express Financial Advisors, completed its spin-off from the American Express Company. Mr. Cracchiolo has guided Ameriprise for more than a decade as a public company with a strong, client-centric culture and a record for generating meaningful, long-term shareholder value. Prior to his current role, Mr. Cracchiolo held a number of executive level positions at American Express, including leading businesses with significant domestic and global operations. Mr. Cracchiolo served as Group President American Express Global Financial Services from 2000-2005 and held the following roles: Chairman and CEO of American Express Financial Advisors; Chairman of American Express International Bank; and CEO of Travel Related Services International. In addition, Mr. Cracchiolo was President and CEO of Travel Related Services International from 1998-2000; President of Global Network Services from 1997 to 1998; Senior Vice President of Travel Related Services Quality, Global Reengineering and Strategy from 1993-1997; and Executive Vice President and Chief Financial Officer of Shearson Lehman Brothers (then a unit of American Express) from 1990-1993.

Walter Berman

Mr. Walter S. Berman is Chief Financial Officer, Executive Vice President of the Company. Mr. Berman has been our Executive Vice President and Chief Financial Officer since September 2005. Prior to that, Mr. Berman served as Executive Vice President and Chief Financial Officer of AEFC, a position he held since January 2003. From April 2001 to January 2004, Mr. Berman served as Corporate Treasurer of American Express.

Neal Maglaque

Mr. Neal Maglaque is President - Advice & Wealth Management, Business Development, Chief Operating Officer of the Company. Prior to that time, Mr. Maglaque served as Executive Vice President and Advice & Wealth Management Chief Operating Officer since 2009, Senior Vice President-USAG Business Planning and Operations since 2006 and as Senior Vice President-Lead Financial Officer Enterprise Finance since 2005. Prior thereto, Mr. Maglaque held several leadership positions at American Express.

Joseph Sweeney

Mr. Joseph E. Sweeney is President - Advice & Wealth Management, Products and Service Delivery of the Company. Prior to that time, Mr. Sweeney served as President-Advice and Wealth Management, Products and Services since May 2009 and as President-Financial Planning, Products and Services since 2005. Prior to that, Mr. Sweeney served as Senior Vice President and General Manager of Banking, Brokerage and Managed Products of AEFC since April 2002. Prior thereto, he served as Senior Vice President and Head, Business Transformation, Global Financial Services of American Express from March 2001 until April 2002. Mr. Sweeney is currently on the board of directors of the Securities Industry and Financial Markets Association.

William Truscott

Mr. William F. Truscott is Chief Executive Officer - Global Asset Management of the Company. Prior to that time, Mr. Truscott had served as CEO - U.S. Asset Management and President, Annuities since May 2010, as President - U.S. Asset Management, Annuities and Chief Investment Officer since February 2008 and as President - U.S. Asset Management and Chief Investment Officer since September 2005. Prior to that, Mr. Truscott served as Senior Vice President and Chief Investment Officer of AEFC, a position he held since he joined the company in September 2001.

John Woerner

Mr. John R. Woerner is President - Insurance & Annuities, Chief Strategy Officer of the Company. Prior to that time, he served as President - Insurance and Chief Strategy Officer since February 2008 and, as Senior Vice President - Strategy and Business Development since September 2005. Prior to that, Mr. Woerner served as Senior Vice President - Strategic Planning and Business Development of AEFC since March 2005. Prior to joining AEFC, Mr. Woerner was a Principal at McKinsey & Co., where he spent approximately ten years serving leading U.S. and European financial services firms, and co-led McKinsey’s U.S. Asset Management Practice.

Colin Moore

Mr. Colin Moore is Executive Vice President, Global Chief Investment Officer of the Company. Mr. Moore also continues to serve as Chief Investment Officer-Columbia Management, a position he has held since 2010. Prior thereto, he was head of fixed income and liquidity strategies from 2009 to 2010. Mr. Moore joined Columbia Management in 2002 as head of equity and has been a member of the investment community since 1983.

Randy Kupper

Mr. Randy Kupper is an Executive Vice President, Chief Information Officer of the Company. Prior to that, Mr. Kupper had served as Executive Vice President-Applications Development since January 2010 and as Senior Vice President-Applications Development since November 2008. Prior to joining Ameriprise in 2008, he served as a Senior Vice President-Technology of U.S. Consumer and Small Business Services at American Express, where he spent approximately ten years holding leadership positions in the technologies organization.

Karen Thissen

Ms. Karen Wilson Thissen is Executive Vice President and General Counsel of the Company. She has been our Executive Vice President and General Counsel since January 2017. Prior to that, Ms. Wilson Thissen served as our Executive Vice President and Deputy General Counsel since January 2014 and in other positions within the Company since November 2004. Before joining the Company, Ms. Wilson Thissen was a partner at the law firm Faegre & Benson LLP (now Faegre Baker Daniels LLP).

Deirdre McGraw

Ms. Deirdre Davey McGraw is Executive Vice President - Marketing, Communications and Community Relations of the Company. Previously, Ms. McGraw served as Executive Vice President, Corporate Communications and Community Relations since February 2010. Prior to that, Ms. McGraw served as Senior Vice President-Corporate Communications and Community Relations since February 2007 and as Vice President-Corporate Communications since May 2006. Prior thereto, Ms. McGraw served as Vice President-Business Planning and Communications for the Group President, Global Financial Services at American Express.

Kelli Hunter Petruzillo

Ms. Kelli A. Hunter Petruzillo is an Executive Vice President - Human Resources of the Company. Prior to that, Ms. Hunter Petruzillo served as Executive Vice President of Human Resources of AEFC since joining our company in June 2005. Prior to joining AEFC, Ms. Hunter Petruzillo was Senior Vice President-Global Human Capital for Crown Castle International Corporation in Houston, Texas. Prior to that, she held a variety of senior level positions in human resources for Software Spectrum, Inc., Mary Kay, Inc., as well as Morgan Stanley Inc. and Bankers Trust New York Corporation.

Patrick O'Connell

Mr. Patrick H. O’Connell is Executive Vice President, Ameriprise Advisor Group of the Ameriprise Financial, Inc. Prior to that, he was Senior Vice President for the employee advisor business in the eastern half of the United States and in other senior leadership positions within the company before that. Mr. O'Connell earned his M.B.A. and B.S. from Widener University.

Bill Williams

Mr. Bill Williams is Executive Vice President - Ameriprise Franchise Group of the company. Mr. Williams joined Ameriprise in 1989 as an advisor. Mr. Williams has held a number of management roles within Ameriprise before assuming his current position. Williams is a graduate of Bentley University with a BA in Finance.

John Hutt

Robert Sharpe

Mr. Robert F. Sharpe, Jr. is an Independent Presiding Director of the Company. Mr. Sharpe retired in November 2010, having most recently served as a senior advisor to ConAgra Foods, Inc. Previously he had served in a variety of senior positions with ConAgra since November 2005, including President of Commercial Foods since 2008 and Chief Administrative Officer since 2009. From 2002 until joining ConAgra, Mr. Sharpe was a partner at the Brunswick Group LLC, an international financial public relations firm. Prior to that, he served as Senior Vice President — Public Affairs, Secretary and General Counsel for PepsiCo, Inc. from 1998 to 2002. Previously, Mr. Sharpe was Senior Vice President and General Counsel for RJR Nabisco, Inc. Mr. Sharpe is chairman of the board of directors of New Frontier foods, Inc., a private corporation. Mr. Sharpe is a former member of the board of directors of Swedish Match AB.

Brian Shea

Mr. Brian T. Shea is Director of the Company. He previously served as Vice Chairman and Chief Executive Officer of Investment Services for BNY Mellon (where he also oversaw global technology and operations). He previously held a variety of executive roles at Pershing, LLC, a BNY Mellon company, including Chairman, CEO, President and COO. Mr. Shea was a member of the Board of Governors of the Financial Industry Regulatory Authority (FINRA), a director of the Depository Trust and Clearing Corp (DTCC), a director of the Insured Retirement Institute, and served as Chairman of the Membership Committee of the Securities Industry and Financial Markets Authority (SIFMA). He currently serves as an independent director on the board of Fidelity National Information Services, Inc. (NYSE:FIS), a financial services technology company, where he is a member of the Corporate Governance and Nominating Committee and the Risk Committee. Mr. Shea is also currently an independent director on the board of RBB Funds, Inc. and previously served as an independent director on the board of WisdomTree Investments, Inc. Mr. Shea received his B.S. in Business Management from St. John’s University (where he currently serves as a trustee) and an M.B.A. in Finance from Pace University.

Dianne Blixt

Ms. Dianne Neal Blixt is an Independent Director of the Company. She served as Executive Vice President and Chief Financial Officer of Reynolds American Inc. from July 2004 until her retirement in December 2007. Prior to that, she had served as Executive Vice President and Chief Financial Officer of R.J. Reynolds Tobacco Holdings, Inc. from July 2003 to June 2004. She also served in various roles of increasing responsibility with Reynolds American Inc. and its subsidiaries since 1988. Ms. Blixt is a consultant with small businesses and a principal with C&D Ventures. Ms. Blixt joined the board of directors of Scandinavia Tobacco Group as of February 2016. Ms. Blixt previously served on the board of directors of LandAmerica Financial Group, Inc. from 2006 to 2009, Metavante Technologies, Inc. from 2007 to 2009 and NatureWorks Organics, LLC from 2011 to 2017. She serves on the Reynolda House Museum of American Art Board of Trustees. She also serves as chair of the National Sports Media Association.

Amy DiGeso

Ms. Amy DiGeso is an Independent Director of the Company. Ms. DiGeso was Executive Vice President, Global Human Resources, at The Estée Lauder Companies, Inc., one of the world's leading manufacturers and marketers of quality skin care, makeup, fragrance and hair care products, until retiring from the position in September 2013. Ms. DiGeso remained with the company as Executive Vice President, Senior Advisor to William P. Lauder, Executive Chairman and Fabrizio Freda, President and Chief Executive Officer through June 30, 2014. Prior to rejoining The Estée Lauder Companies in May 2005, Ms. DiGeso was Managing Partner, Human Capital, responsible for global human resources at PricewaterhouseCoopers, a worldwide professional services firm with over 125,000 employees in 142 countries. She has also served as President of Popular Club, Inc., a direct marketing and sales subsidiary of Macy's, Inc., and held a number of executive management positions at Mary Kay Inc., including that of Chief Executive Officer. Earlier in her career she held positions of increasing responsibility at Bankers Trust Company, the American Express Company and Olivetti Corporation of America. She worked previously at The Estée Lauder Companies as Executive Director of Human Resources. Ms. DiGeso is a Pennsylvania State University (Penn State) Alumni Fellow. She holds a Bachelor of Science degree from Penn State and an MBA from Fordham University.

Lon Greenberg

Mr. Lon R. Greenberg is an Independent Director of the Company. Mr. Greenberg is the Chairman Emeritus and former Chairman and Chief Executive Officer of UGI Corporation. UGI Corporation is an international distributor and marketer of energy products and services including propane, butane, natural gas and electricity. Mr. Greenberg joined UGI in 1980 and held various positions until he became CEO in 1995, a position he held through April 2013. Mr. Greenberg retired as Chairman of UGI Corporation and AmeriGas Propane, Inc. (a subsidiary of UGI Corporation) in January 2016. Mr. Greenberg received his B.S. in Economics from The Wharton School of the University of Pennsylvania. He continued his education at Villanova Law School and the Harvard Business School's Advanced Management Program. After clerking for the Superior Court of Pennsylvania, he joined the law firm of Morgan Lewis. Mr. Greenberg also serves on the board of directors of AmerisourceBergen Corporation. In addition, Mr. Greenberg serves on the boards of these organizations: Temple University; United Way of Greater Philadelphia and Southeastern New Jersey; and The Philadelphia Foundation. Mr. Greenberg is a former Chairman and board member of the World LP Gas Association and previously served on the board of directors of Aqua America, Inc.

Jeffrey Noddle

Mr. Jeffrey Noddle is an Independent Director of the Company. Mr. Noddle served as Chairman of the board of directors of SUPERVALU INC. from 2002 until he retired in 2010. Previously, Mr. Noddle also served as Chief Executive Officer of SUPERVALU since 2001. Prior to that time, Mr. Noddle held a number of other leadership positions at SUPERVALU, including President and Chief Operating Officer from 2000 to 2001, Corporate Executive Vice President and President and Chief Operating Officer of SUPERVALU's distribution food companies, Corporate Vice President — merchandising and President of the company's Fargo and former Miami divisions. Mr. Noddle was a member of the board of The Clorox Company until 2018 and Donaldson Company, Inc. from 2000 to 2017. He is also a former chairman of the Food Marketing Institute.

W. Edward Walter

Mr. W. Edward Walter III is Independent Director of the Ameriprise Financial, Inc. Mr. Walter has been the Global Chief Executive Officer and member of the Global Board of Directors of the Urban Land Institute since June 2018. He also serves on the board of the Urban Land Institute Foundation, which supports the activities of the Institute. He previously served as the Robert and Lauren Steers Chair in Real Estate at the Steers Center for Global Real Estate at Georgetown University's McDonough School of Business from November 2014 until June 2018. Mr. Walter served as President and Chief Executive Officer of Host Hotels & Resorts, Inc., a publicly traded premier lodging real estate company, from 2007 through 2016. From 2003 until 2007, he served as Executive Vice President and Chief Financial Officer of Host and from 1996 until 2003, he held various senior management positions with Host, including Chief Operating Officer. Mr. Walter was a member of the Board of Directors of Host from October 2007 through December 2016. Prior to joining Host, Mr. Walter was a partner with Trammell Crow Residential Company and the president of Bailey Capital Corporation. Mr. Walter currently serves on the board of Avalon Bay Communities, Inc, is the Chairman of the Federal City Council, a member of the Board of Visitors of the Georgetown University Law Center and a member of the Executive Committee of the Steers Center for Global Real Estate. Walter is also a past Chairman of the Board of Directors of the National Kidney Foundation and the National Association of Real Estate Investment Trusts.

Christopher Williams

Mr. Christopher J. Williams is an Independent Director of the Company. Mr. Williams is chairman, chief executive officer and founder of The Williams Capital Group, L.P., a financial services firm that provides equity, fixed income, corporate finance and financial advisory related services to corporations and governmental entities. He established the firm in 1994 after holding senior investment banking and capital markets roles at Lehman Brothers and Jefferies & Company. Mr. Williams serves as a director for The Clorox Company and Cox Enterprises. He also previously served on the boards of Caesar's Entertainment Corporation and Wal-Mart Stores, Inc. Mr. Williams served as the chairman of the Board of Overseers for the Tuck School of Business at Dartmouth College until June 2018 and serves on the board of the Lincoln Center for the Performing Arts. Mr. Williams holds a Bachelor of Architecture from Howard University and a Masters in Business Administration from the Tuck School of Business at Dartmouth College.

Alicia Charity