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Eaton Vance Corp (EV.N)

EV.N on New York Stock Exchange

41.68USD
18 Apr 2019
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Summary

Name Age Since Current Position

Thomas Faust

61 2007 Chairman of the Board, President, Chief Executive Officer

Laurie Hylton

52 2018 Chief Financial Officer, Vice President

Brian Langstraat

50 2014 Director, Chief Executive Officer of Parametric Portfolio Associates LLC

Matthew Witkos

52 2007 President of Eaton Vance Distributors, Inc.

Kirsten Park

2019 Senior Vice President, Treasurer

Julie Rozen

46 2017 Chief Accounting Officer, Vice President

Daniel Cataldo

58 2018 Chief Administrative Officer, Vice President

Frederick Marius

55 2008 Vice President, Chief Legal Officer, Secretary

Leo Higdon

72 2000 Lead Independent Director

Ann Berman

66 2006 Independent Director

Paula Johnson

59 2018 Independent Director

Dorothy Puhy

67 2006 Independent Director

Winthrop Smith

69 2004 Independent Director

Richard Spillane

67 2009 Independent Director

Biographies

Name Description

Thomas Faust

Mr. Thomas E. Faust, Jr., is Chairman of the Board, President, Chief Executive Officer of the company since November 2007. Mr. Faust was elected President of the Company in January 2006 and served as Chief Investment Officer of Eaton Vance Management from November 2001 until October 2007. He was Executive Vice President of the Company from January 2000 through January 2006 and a Vice President of Eaton Vance Management from December 1987 to January 2000. He has been a Director of the Company since January 2002. Mr. Faust serves as a member of the Executive Committee established by the Company’s Board of Directors. Mr. Faust is also a member of the Company’s Executive Management Committee. Mr. Faust’s extensive business and investment experience and his position as the Company’s Chief Executive Officer led the Company’s Board of Directors to conclude that Mr. Faust should serve as a Director.

Laurie Hylton

Ms. Laurie G. Hylton, CPA., is Chief Financial Officer, Vice President of the Company. She has served as Chief Financial Officer of the Company since March 2012. Ms. Hylton has been a Vice President of the Company since June 1994 and was the Chief Accounting Officer of the Company from October 1997 through December 2016. She was the Internal Auditor of the Company from June 1994 to October 1997. Ms. Hylton is a member of the Company’s Executive Management Committee.

Brian Langstraat

Mr. Brian D. Langstraat is Director of Eaton Vance Corp., since July 9, 2014 and Chief Executive Officer of Parametric Portfolio Associates LLC.,a subsidiary of the company. He was Managing Director and Chief Operating Officer of Parametric from 1997 to May 2001. He has served as a Director of the Company since July 2014. Mr. Langstraat’s extensive business experience and position as Chief Executive Officer of Parametric led the Company’s Board of Directors to conclude that Mr. Langstraat should serve as a Director.

Matthew Witkos

Mr. Matthew J. Witkos is President - Eaton Vance Distributors, Inc., a subsidiary of Eaton Vance Corp., since May 2007. He has served as President of Eaton Vance Distributors, Inc. (“EVD”), a wholly owned subsidiary of the Company, since May 2007. Mr. Witkos is a member of the Company’s Management Committee.

Kirsten Park

Ms. Kirsten Park is Senior Vice President, Treasurer of the Company. Park joined Eaton in 2008 as senior manager, Treasury, focusing on derivatives and hedging programs. Since that time, she has held positions of increasing responsibility in Treasury including manager, North America Treasury Center, director, Capital Markets, and most recently vice president and assistant treasurer, Capital Markets. She holds a bachelor's degree in public administration from the University of Arizona and a master's degree in international relations and economics from Johns Hopkins University in Maryland.

Julie Rozen

Ms. Julie E. Rozen is Chief Accounting Officer, Vice President of the Company since January 2017. Ms. Rozen joined the Company from Deloitte & Touche LLP, where she had served as an auditor in several positions since 2001, most recently serving as Managing Director from September 2015 to December 2016 and Senior Manager from September 2006 to August 2015.

Daniel Cataldo

Mr. Daniel C. Cataldo is Chief Administrative Officer, Vice President of the Company effective May 1, 2018. He has been Vice President of the Company since January 1990. He was Treasurer from March 2012 to April 2018 and Director of Financial Planning and Analysis from 2000 to 2012. Mr. Cataldo was formerly Head of Mutual Fund Operations, Internal Auditor and Chief Accountant since joining the Company in 1984. Mr. Cataldo is a member of the Company’s Executive Management Committee.

Frederick Marius

Mr. Frederick S. Marius is Vice President, Chief Legal Officer, Secretary of the company. He has been a Vice President and attorney of Eaton Vance Management since April 2004 and Chief Legal Officer of the Company since June 2008. Mr. Marius has also been a Vice President and Secretary of the Company since November 2007, and was Deputy Chief Legal Officer of the Company from November 2007 to June 2008. Mr. Marius is a member of the Company’s Executive Management Committee.

Leo Higdon

Mr. Leo I. (Lee) Higdon, Jr., is Lead Independent Director of Eaton Vance Corp., since January 2000. He is the lead independent Director and serves as a member of the Compensation and Executive Committees established by the Company’s Board of Directors. Mr. Higdon served as President of Connecticut College from June 2006 to December 2013 and as President of the College of Charleston from October 2001 to June 2006. Mr. Higdon has been a Director of HealthSouth Corporation since 2004, where he is currently Chairman of the Board. Mr. Higdon’s financial experience includes a 20-year tenure at Salomon Brothers, holding various positions including Managing Director and Vice Chairman. Mr. Higdon has also served as a Director of Citizens Financial Group, Inc. since August 2014. Mr. Higdon’s extensive financial service industry experience and his leadership roles in both the for-profit and non-for-profit sectors provide him with valuable insight on running large organizations. This experience led the Company’s Board of Directors to conclude that Mr. Higdon should serve as a Director.

Ann Berman

Ms. Ann E. Berman CPA., is Independent Director of Eaton Vance Corp., since January 2006. She has served as a Director of the Company since January 2006. She is Chairwoman of the Audit Committee and serves as a member of the Compensation and Nominating and Governance Committees established by the Company’s Board of Directors. Ms. Berman served as a Senior Advisor at Harvard University from April 2006 to June 2009 and served as Harvard University’s Vice President of Finance and Chief Financial Officer from October 2002 to April 2006. Ms. Berman has also been a Director of Loews Corporation since 2006 and Cantel Medical Corp. since March 2011. Ms. Berman’s extensive financial and risk management experience at Harvard University as Chief Financial Officer and as a member of the board of the Harvard Management Company overseeing the University’s endowment, led the Company’s Board of Directors to conclude that Ms. Berman should serve as a Director.

Paula Johnson

Dr. Paula A. Johnson M.D., Independent Director of the Company since October 2018. She also serves as a member of the Nominating and Governance Committee established by the Company’s Board of Directors. Dr. Johnson was elected President of Wellesley College in 2016. She is a cardiologist who founded and served as the inaugural Executive Director of the Connors Center for Women’s Health and Gender Biology at Brigham and Women’s Hospital from July 2002 to June 2016, and served as the Chief of the Division of Women’s Health at Brigham and Women’s Hospital from July 2002 to June 2016. Dr. Johnson has also served as a Director of West Pharmaceutical Services, Inc. since 2005 and as a Director of the Isabella Stewart Gardner Museum since 2015. Dr. Johnson’s broad range of experiences within the areas of education, medicine, public health and public policy along with her service on both for-profit and non-for-profit boards provide her with valuable insight on running large organizations. This experience led the Company’s Board of Directors to conclude that Dr. Johnson should serve as a Director.

Dorothy Puhy

Ms. Dorothy E. Puhy is Independent Director of Eaton Vance Corp., since April 2006. She is Chairwoman of the Nominating and Governance Committee and serves as a member of the Audit Committee established by the Company’s Board of Directors. Ms. Puhy has served as Executive Vice President and Chief Operating Officer of Dana-Farber Cancer Institute, a cancer treatment and research center, since July 2012. Prior to taking the role of Chief Operating Officer, Ms. Puhy served as Chief Financial Officer of Dana-Farber Cancer Institute from March 2004 until July 2012. Ms. Puhy has been a Director of Abiomed, Inc. since 2003, where she is currently lead independent Director. Ms. Puhy has also served as a Director of Blue Cross Blue Shield of Massachusetts since September 2012. Ms. Puhy’s extensive experience in the areas of finance, strategic planning and risk management led the Company’s Board of Directors to conclude that Ms. Puhy should serve as a Director.

Winthrop Smith

Mr. Winthrop H. Smith, Jr., is Independent Director of Eaton Vance Corp., since April 2004. He is Chairman of the Compensation Committee and serves as a member of the Nominating and Governance and Audit Committees established by the Company’s Board of Directors. Mr. Smith has served as Chairman of Summit Ventures LLC, a private investment firm, since October 2001. He was formerly an Executive Vice President of Merrill Lynch & Co., an investment banking and wealth management firm. Mr. Smith’s financial, risk management and leadership experience at Merrill Lynch & Co. provides him with valuable insights on running a large, complex financial services company with diverse worldwide operations. This experience led the Company’s Board of Directors to conclude that Mr. Smith should serve as a Director.

Richard Spillane

Mr. Richard A. (Rick) Spillane, Jr., is Independent Director of Eaton Vance Corp., since April 2009. He serves as a member of the Executive, Nominating and Governance, and Compensation Committees established by the Company’s Board of Directors. Mr. Spillane has been an Adjunct Professor and Executive in Residence at Babson College since 2008. Mr. Spillane held a variety of positions during his 20-year career at Fidelity Investments, including serving as President of Strategic Advisors Inc., a registered investment advisor subsidiary of Fidelity Investments, from 2005 to 2007. Mr. Spillane’s experience at Fidelity Investments provides him with valuable insights into the financial services industry. This experience led the Company’s Board of Directors to conclude that Mr. Spillane should serve as a Director.

Basic Compensation

Name Fiscal Year Total

Thomas Faust

12,412,000

Laurie Hylton

3,005,850

Brian Langstraat

9,985,730

Matthew Witkos

5,143,640

Kirsten Park

--

Julie Rozen

--

Daniel Cataldo

--

Frederick Marius

2,189,030

Leo Higdon

302,455

Ann Berman

281,255

Paula Johnson

166,000

Dorothy Puhy

272,655

Winthrop Smith

273,655

Richard Spillane

255,755
As Of  31 Oct 2018

Options Compensation