Edition:
United Kingdom

London Stock Exchange Group PLC (LSE.L)

LSE.L on London Stock Exchange

4,165.00GBp
12 Nov 2018
Change (% chg)

-48.00 (-1.14%)
Prev Close
4,213.00
Open
4,252.00
Day's High
4,266.00
Day's Low
4,165.00
Volume
610,987
Avg. Vol
655,202
52-wk High
4,814.00
52-wk Low
3,612.00

Summary

Name Age Since Current Position

Donald Brydon

72 2015 Non-Executive Chairman of the Board

David Schwimmer

49 2018 Chief Executive Officer, Director

David Warren

63 2018 Group Chief Financial Officer, Executive Director

Daniel Maguire

2017 Chief Executive Officer of LCH Group

Mark Makepeace

2012 Group Director of Information Services and Chief Executive of FTSE Russell

Nikhil Rathi

2015 Chief Executive Officer - London Stock Exchange plc and Director of International Development

Christopher Corrado

2015 Group Chief Operating Officer and Chief Information Officer

Diane Cote

2013 Group Chief Risk Officer

Catherine Johnson

2016 Global General Counsel

Raffaele Jerusalmi

56 2010 Chief Executive Officer of Borsa Italiana S.p.A., Director - Capital Markets, Executive Director

Lisa Condron

Group Company Secretary

Lex Hoogduin

61 2015 Non-Executive Director

Jacques Aigrain

63 2015 Non-Executive Independent Director

Marshall Bailey

2018 Non-Executive Independent Director

Paul Heiden

61 2015 Senior Non-Executive Independent Director

David Nish

57 2015 Non-Executive Independent Director

Stephen O'Connor

56 2015 Non-Executive Independent Director

Valerie Rahmani

60 2017 Non-Executive Independent Director

Mary Schapiro

63 2015 Non-Executive Independent Director

Andrea Sironi

53 2016 Non-Executive Independent Director

Biographies

Name Description

Donald Brydon

Mr. Donald H. Brydon, CBE is Non-Executive Chairman of the Board of the Company. Donald is currently Chairman of The Sage Group plc and the Medical Research Council. Donald brings to the Board his wealth of experience gained on the boards of a number of listed companies across a wide range of sectors, as well as his significant knowledge and understanding of the Finance and Insurance industries, gained from his time as Chairman and Chief Executive of both BZW Investment Management Ltd and AXA Investment Managers SA and acting CEO, BZW. Donald has also held the post of Chairman at: Smiths Group plc, the London Metal Exchange, Taylor Nelson Sofres plc, Amersham plc, AXA Investment Managers SA, Royal Mail Group plc and The London Institute of Banking & Finance (formerly ifs School of Finance) and is a former Director of Aberdeen UK Tracker Trust plc, Allied Domecq plc, AXA UK plc and Scottish Power plc. Donald is currently Chairman of the charity Chance to Shine and Chairman of the Science Museum Foundation. He is also a Trustee Board Member of the Foundation for Science and Technology.

David Schwimmer

Mr. David Schwimmer is appointed as Chief Executive Officer, Director of the company effective 1 August 2018. He joins LSEG after a twenty year career at Goldman Sachs. Most recently, David was Global Head of Market Structure and Global Head of Metals and Mining in Investment Banking. He began his career at Goldman Sachs in the Financial Institutions Group, focusing on Market Structure, Brokerage and Trading. He also served as Chief of Staff to then President and COO, Lloyd Blankfein, and spent three years in Moscow as Co-Head of Goldman Sachs' business for Russia/CIS. David brings a strategic perspective on the drivers of growth and innovation in financial markets infrastructure. He has extensive experience leading diverse and high performing teams in dynamic markets. He also brings deep experience in capital markets, having advised blue-chip corporate clients across sectors and regions on mergers and acquisitions, initial public offerings and other transactions.

David Warren

Mr. David P. Warren is Group Chief Financial Officer, Executive Director of London Stock Exchange Group Plc. He is no longer Interim Chief Executive Officer 1 August 2018. He has experience in Accounting, corporate finance, investor relations, mergers and acquisitions, strategy, treasury management. David brings significant international financial management expertise to the Board. Prior to being appointed Chief Financial Officer of London Stock Exchange Group, David was Chief Financial Officer of NASDAQ from 2001 to 2009 and Senior Adviser to the NASDAQ CEO from 2011 to 2012. Other senior roles David has held have included: Chief Financial Officer at the Long Island Power Authority of New York and Deputy Treasurer of the State of Connecticut.

Daniel Maguire

Mr. Daniel Maguire is Chief Executive Officer of LCH Group of the Company. Daniel has wide experience in risk management, regulatory strategy, product management and development, programme delivery and sales and operations management. He was previously Global Head of SwapClear and also ForexClear and Listed Rates at LCH, and most recently LCH Group COO.

Mark Makepeace

Mr. Mark Makepeace is Group Director of Information Services and Chief Executive of FTSE Russell of London Stock Exchange Group Plc. Mark has over 20 years’ experience of developing successful joint ventures and has forged alliances with stock exchanges, academics and leading industry groups.

Nikhil Rathi

Mr. Nikhil Rathi is Chief Executive Officer - London Stock Exchange plc and Director of International Development of the company since September 2015Nikhil joined from the UK Treasury, where he held a number of senior positions, including Director of the Financial Services Group, representing the UK Government’s financial services interests internationally, and Private Secretary to the UK Prime Minister for 3 years from 2005 to 2008.

Christopher Corrado

Mr. Christopher (Chris) Corrado is Group Chief Operating Officer and Chief Information Officer of the Company. Chris joined from MSCI where he was responsible for technology, data services and programme management. He has over 30 years of global experience in managing technology platforms and transformational change in the financial services industry. He has also worked for high-growth technology companies including eBay, AT&T Wireless and Asurion.

Diane Cote

Ms. Diane Cote serves as Group Chief Risk Officer of London Stock Exchange Group Plc. Diane was previously Aviva Plc’s Chief Finance Operations Officer. Prior to this, she held the position of Aviva’s Chief Audit Officer. Diane has many years’ experience holding senior positions within Aviva and other leading organisations, including Standard Life Assurance.

Catherine Johnson

Ms. Catherine Johnson is Global General Counsel of the company. Catherine advises the Board and senior executives on key legal matters and strategic initiatives. In addition to her role as Group General Counsel, she was previously also head of the Group’s Regulatory Strategy team. Catherine qualified as a lawyer at Herbert Smith in 1993.

Raffaele Jerusalmi

Mr. Raffaele Jerusalmi serves as Chief Executive Officer of Borsa Italiana S.p.A., Director - Capital Markets, Executive Director of the Company. He has experience in Capital markets, corporate finance, fixed income, equity and derivatives trading. Raffaele brings significant experience in capital markets and in fixed income, equity and derivatives trading to the Group. He has worked for Borsa Italiana S.p.A. for the past 20 years and is Borsa Italiana’s Chief Executive Officer as well as the Group’s Director of Capital Markets. Raffaele also holds a number of other internal senior positions within the Group including: the Vice Chairmanship of Monte Titoli, MTS and CC&G and Chairman of Elite S.p.A. Prior to joining Borsa Italiana, Raffaele was Head of Trading for Italian Fixed Income at Credit Suisse First Boston. Raffaele was also a member of Credit Suisse’s proprietary trading group in London as well as representing Credit Suisse First Boston on the Board of MTS S.p.A.. Prior to joining Credit Suisse, he was Head of Trading for the fixed income and derivatives divisions at Cimo S.p.A. in Milan.

Lisa Condron

Lex Hoogduin

Prof. Lex Hoogduin is Non-Executive Director of the Company. He has experience in Clearing and settlements systems, economic policy and research, financial stability and financial markets, statistics and payment. Lex brings significant expertise and knowledge of economics and the operation of financial markets to the Board. He is also currently Chairman of the Group subsidiary, LCH Group Holdings Limited. Lex previously served as Executive Director at De Nederlandsche Bank (DNB) from January 2009 until July 2011, where his responsibilities included economic policy and research, financial stability, financial markets, statistics and payment, clearing and settlement systems. He has also held a number of economic advisory positions as Chief Economist at Robeco, Managing Director of the IRIS research institute and adviser to the first president of the ECB. Lex holds a Master’s degree in Economics from the University of Groningen, the Netherlands and received his PhD degree in Economic Sciences in 1991. Lex is Chairman of the Dutch Payment Association and Chairman of the supervisory board of the Centre for Integral Revalidation – Health Care. He is an Adviser to Wilgenhaege (a Dutch asset manager). He is also a part-time Professor of Economics/complexity and uncertainty in financial markets and financial institutions at the University of Groningen, the Netherlands.

Jacques Aigrain

Dr. Jacques Alfred Gilbert Aigrain is Non-Executive Independent Director of the company. He has experience in Client management, corporate finance, corporate governance, post trade and clearing, investment management, mergers and acquisitions, strategy. Jacques brings significant expertise and knowledge of global post trade and clearing and investment management to the Board. He also holds a PhD in Economics from the University of Paris (Sorbonne). Jacques was Chairman of LCH Group Holdings Limited from 2010 to 2015. He has also been a Non-Executive Director of Resolution Ltd, a Supervisory Board member of Deutsche Lufthansa AG and a Non-Executive Director of the Qatar Financial Centre Authority. Jacques was also Chief Executive Officer of Swiss Re from 2006 to 2009. Prior to 2001 (when he joined Swiss Re), Jacques spent 20 years with J.P. Morgan Chase, working in the New York, London and Paris offices. Jacques is currently a Senior Advisor at Warburg Pincus LLC, a Supervisory Board member of LyondellBasell Industries NV and a Non-Executive Director of WPP plc. He is also a Non-Executive Director of Swiss International Airlines AG (a subsidiary of Deutsche Lufthansa AG), a role he will be stepping down from in June 2018.

Marshall Bailey

Mr. Marshall Bailey, OBE is Non-Executive Independent Director of the Company. He has spent almost thirty years in the financial services sector and brings considerable capital markets, regulatory and risk experience. He is currently Chair of the Financial Services Compensation Scheme and served as non-Executive Director of UK Financial Investments. He also served as President of ACI Financial Markets Association and has held a number of senior positions at State Street Global Markets and RBC Capital Markets.

Paul Heiden

Mr. Paul Heiden is an Senior Non-Executive Independent Director of the Company. He has experience in Corporate finance and accounting, technology and engineering, corporate governance and risk, commercial manufacturing and supply chain. Paul is a chartered accountant and provides the Board and the Audit Committee with relevant financial expertise, gained through a long career of senior finance and management roles across a wide range of business sectors. Paul was previously a Non-Executive Director of United Utilities Group plc, Bunzl plc and Filtrona plc and Non-Executive Chairman of A-Gas (Orb) Limited, Talaris Topco Limited and Intelligent Energy Holdings plc. Paul was Chief Executive Officer of FKI plc from 2003 to 2008, Executive Director of Rolls-Royce plc from 1997 to 1999 and Group Finance Director of Rolls-Royce plc from 1999 to 2003. He also held previous senior finance roles at Hanson plc and Mercury Communications. Paul is a Non-Executive Director of Meggitt plc. COMMITTEE MEMBERSHIP KEY Audit Nomination Remuneration Risk Group Executive Committee Chairman 54

David Nish

Mr. David T. Nish is Non-Executive Independent Director of the Company. He has experience in Strategy, finance, corporate governance and risk, consumer and market regulation, savings and investments. David provides significant FTSE 100 expertise to the Board from his experience on a number of other boards, including in the Investment Management and Insurance sectors from his time at Standard Life plc. David was the Chief Executive Officer of Standard Life plc from January 2010 to August 2015 having joined the company as Group Finance Director in November 2006. A chartered accountant, David was also previously Group Finance Director of Scottish Power plc and he is a former Partner at Price Waterhouse. Previously, David has been a Non-Executive Director of Northern Foods plc, Thus plc, HDFC Life (India), the UK Green Investment Bank plc and was Deputy Chairman of the Association of British Insurers. David is a Non-Executive Director of HSBC Holdings plc, Vodafone Group plc, and Zurich Insurance Group. He is also a member of the Council of the Institute of Chartered Accountants of Scotland.

Stephen O'Connor

Mr. Stephen O'Connor is Non-Executive Independent Director of the Company. He has experience in OTC derivatives, risk management, capital markets, clearing, corporate finance. Stephen brings international expertise in clearing and counterparty risk management to the Board. He has worked extensively with global regulators in the area of financial services market reform. Stephen was Chairman of the International Swaps and Derivatives Association from 2011 to 2014 having been appointed as a Non-Executive Director in 2009. Stephen also worked at Morgan Stanley in London and New York for 25 years, where he was a member of the Fixed Income Management Committee and held a number of senior roles including Global Head of Counterparty Portfolio Management and Global Head of OTC Client Clearing. Stephen was a member of the High Level Stakeholder Group for the UK Government’s review of the Future of Computer Trading in Financial Markets and served as Vice-Chairman of the Financial Stability Board’s Market Participants Group on Financial Benchmark Reform. He was a Non-Executive Director of OTC DerivNet Ltd from 2001 to 2013 and was Chairman from 2001 to 2011. Stephen serves as Chairman of Quantile Technologies Limited. Stephen is a member of the US Commodity Futures Trading Commission (CFTC) Global Markets Advisory Committee and a member of the Scientific Advisory Board of the Systematic Risk Centre, London School of Economics and Political Science.

Valerie Rahmani

Dr. Valerie Rahmani is Non-Executive Independent Director of the Company. She has experience in Technology, technical risk management, corporate governance, strategy, sales and marketing. Val brings significant expertise and knowledge of technology and technical risk management to the Board gained from almost 30 years with IBM and 4 years as CEO of a cyber security start up. Val has wide-ranging experience as a senior executive in the technology sector fulfilling the role of general manager, board member, start up mentor, management consultant and public speaker. Val also holds a DPhil in Chemistry from the University of Oxford. Val is a former Non-Executive Director of Aberdeen Asset Management and Teradici Corporation. Val currently serves as a Non-Executive Director and member of the Audit Committee at RenaissanceRe Holdings Limited. She is also a Non-Executive Director of Computer Task Group Inc, where she chairs the Compensation Committee and serves as a member of the Audit and Governance Committees and a Non-Executive Director of the early stage company, Rungway.

Mary Schapiro

Ms. Mary L. Schapiro is Non-Executive Independent Director of the Company., since July 1, 2015. She has experience in Market regulation, corporate finance, corporate governance and risk, securities. Mary brings expertise in market regulation and US markets to the Board. Mary has held a number of senior regulatory positions including: the Chair of the US Securities and Exchange Commission, CEO and Chair of the Financial Industry Regulatory Authority (FINRA) Inc. and its predecessor the National Association of Securities Dealers Regulation Inc. (NASDR), Chair of the FINRA Educational Foundation, and the Chair of the CFTC. Mary is a former Director of Kraft Foods Inc., Duke Energy Corp., Cinergy Corp. and a former trustee of the MITRE Corporation. She was also Managing Director, Governance and Markets, Promontory Financial Group LLC. Mary is a Non-Executive Board Director of the General Electric Co. and CVS Health, Vice-Chairman of the Sustainability Accounting Standards Board (SASB) and Vice-Chairman, Advisory Board at Promontory Financial Group LLC. She also serves as an advisory board member at Spruceview Capital Partners, Morgan Stanley Institute for Sustainable Investing and Hudson Executive Capital LP. She is also an Independent Director at Axiom Law Inc. and joined the International Advisory Board to the China Securities Regulatory Commission in October 2016.

Andrea Sironi

Mr. Andrea Sironi is Non-Executive Independent Director of the Company., since 1 October 2016. He has experience in Finance, financial risk management, banking regulation. Andrea provides significant banking and finance experience to the Board. Andrea was the Vice Chairman of Banca Aletti & C S.p.A. from April 2009 to October 2012. Andrea was a Non-Executive Director of Banco Popolare Società Cooperativà from October 2008 to May 2013 and SAES Getters S.p.A. from April 2006 to April 2015. He has also been a Member of the Fitch Academic Advisory Board from June 2006 to June 2010. Andrea is the Chairman of Borsa Italiana S.p.A., a subsidiary of the London Stock Exchange Group and a Non-Executive Director of Cogentech S.c.a.r.l. Since 1 January 2017, he has been a member of the Board of Cassa Depositi e Prestiti S.p.A. and he is also a Professor of Banking and Finance of Bocconi University, Italy, where he was Rector from 2012 to 2016. Director Changes During The Year ––Xavier Rolet stepped down from the Board on 29 November 2017, and CFO, David Warren was appointed as Interim CEO ––Val Rahmani was appointed as an Independent Non-Executive Director on 20 December 2017 Board structure as at 31 December 2017 The Board comprised: ––Chairman, who was independent on appointment ––1 Senior Independent Director ––6 other Independent Non-Executive Directors and 1 Non-Executive Director ––2 Executive Directors London