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United Kingdom

National Holdings Corp (NHLD.OQ)

NHLD.OQ on NASDAQ Stock Exchange Capital Market

2.67USD
15 Dec 2017
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Summary

Name Age Since Current Position

Michael Weiss

51 2016 Chairman of the Board

Michael Mullen

2017 Chief Executive Officer

Robert Fagenson

66 2017 Vice Chairman of the Board

Glenn Worman

2016 Chief Financial Officer

Alan Levin

51 2016 Secretary

Daniel Hume

2016 Lead Independent Director

Neil Herskowitz

2016 Director

Eli Salig

2016 Director

Michael Singer

51 2017 Director

Biographies

Name Description

Michael Weiss

Mr. Michael S. Weiss serves as Chairman of the Board of the Company. He resigned as Non-Executive Independent Chairman of the Board of National Holdings Corp., effective April 4, 2012. Mr. Weiss is currently the Managing Member of Opus Point Partners. He began his professional career as a lawyer at Cravath, Swaine & Moore. From 1993 through 1999, he co-managed the Aries Funds. In 1999, Mr. Weiss founded Access Oncology which was later acquired by Keryx Biopharmaceuticals (NASDAQ: KERX) in 2004. Following the merger, Mr. Weiss remained as CEO of Keryx until April 2009. Mr. Weiss earned his B.S. in Finance from The University at Albany and his J.D. from Columbia Law School.

Michael Mullen

Mr. Michael A. Mulle serves as Chief Executive Officer of the Company. He Co-Chief Executive Officer of the Company. Mr. Mullen will be Chairman of the Board of each of Company’s operating subsidiaries including but not limited to: National Securities Corporation, National Asset Management Corporation, National Insurance Corporation, vFinance Corporation and Gilman and Ciocia Corporation.

Robert Fagenson

Mr. Robert B. Fagenson serves as Vice Chairman of the Board of the Company. He was Interim President, Co-Chief Executive Officer, Vice Chairman of the Board of the Company. He was Chairman of the Board of the Company. He was Executive Co-Chairman of the Board of National Holdings Corporation., effective January 1, 2015. Mr. Fagenson has spent the majority of his career at the New York Stock Exchange, where he was Managing Partner of one of largest specialist firms operating on the exchange trading floor. Having sold his firm and subsequently retired from that business in 2007, he has been CEO of Fagenson. & Co., Inc., a 50 year old broker dealer that engaged in institutional brokerage as well as investment banking and money management. On March 1, 2012, Fagenson. & Co., Inc. transferred its brokerage operation, accounts and personnel to National Securities Corporation and operates as a branch office of that firm. During his career as a member of the New York Stock Exchange beginning in 1973, he has served as a Governor on the trading floor and was elected to the NYSE Board of Directors in 1993, where he served for six years, eventually becoming Vice Chairman of the Board in 1998 and 1999. He returned to the Board in 2003 and served until the Board was reconstituted with only non-industry directors in 2004. He is also a Director of the National Organization of Investment Professionals (NOIP). In addition to his business related activities, Mr. Fagenson, serves as Vice President and a Director of New York Services for the Handicapped, Treasurer and Director of the Centurion Foundation, Director of the Federal Law Enforcement Officers Association Foundation, Treasurer and Director of the New York City Police Museum and as a Member of the Board of the Sports and Arts in Schools Foundation. He is a Member of the alumni boards of both the Whitman School of Business and the Athletic Department at Syracuse University.

Glenn Worman

Mr. Glenn C. Worman has been appointed as Chief Financial Officer of the Company, with effect from October 10, 2016. Mr. Worman currently serves as the Executive Vice President - Finance of the Company.

Alan Levin

Mr. Alan B. Levin serves as Secretary of the Company. He is no longer Chief Financial Officer of National Holdings Corporation, with effect from October 10, 2016. He served as Chief Financial Officer of Finance since January 2007. Prior to that date, he served as its Interim Chief Financial Officer since July 2006 and its Controller since June 2005. Prior to joining vFinance, Mr. Levin served as Chief Financial Officer for United Capital Markets, Inc. from September 2000 to January 2005. Mr. Levin has over 14 years of experience in the brokerage industry serving as a Financial and Operations Principal and 24 years of experience serving in accounting management roles in various industries. He received a B.S. degree in Economics with a concentration in Accounting from Southern Connecticut State University in New Haven, Connecticut in 1986.

Daniel Hume

Neil Herskowitz

Eli Salig

Michael Singer

Mr. Michael Singer is Director of the company. He most recently served as CEO and President of Ramius, a $13 billion (peak) alternative investment advisory platform. As CEO of Ramius, Mr. Singer directed strategy and execution of the firm’s business plan. Ramius partners with emerging alternative investment teams to provide seed and working capital, institutional infrastructure and sales, marketing and business guidance. During his tenure, he created a salesforce which raised more than $5 billion for the firm’s investment teams and onboarded five hedge fund teams to the platform, including Margate Capital. Mr. Singer was Co-President of Ivy Asset Management, a Fund of Hedge Funds business with over $15 billion in assets. At Ivy, Mr. Singer established the firm’s strategic plan and ran the day-to-day activities. He began his career at Weiss, Peck & Greer, a $17 billion asset management firm, where he spent nine years and served as Senior Managing Director and Executive Committee Member. He oversaw day-to-day operations, new product development, client relationship management, hedge fund sales and risk functions. Mr. Singer received a Bachelor of Science degree in accounting with honors from Penn State University and a Juris Doctorate from the Emory University School of Law. He is a frequent contributor to Bloomberg TV Market Makers and author of alternative industry white papers.

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