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UBS Group AG (UBSG.S)

UBSG.S on Virt-X Level 1

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23 Nov 2017
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Summary

Name Age Since Current Position

Axel Weber

60 2014 Chairman of the Board of Directors

Sergio Ermotti

56 2014 Group Chief Executive Officer

Michel Demare

61 2014 Independent Vice Chairman of the Board of Directors

Kirt Gardner

58 2016 Group Chief Financial Officer

Martin Blessing

53 2016 President Personal & Corporate Banking and President UBS Switzerland

Ulrich Koerner

54 2014 President Asset Management and President UBS Europe, Middle East and Africa

Tom Naratil

55 2016 President Wealth Management Americas and President UBS Americas

Andrea Orcel

53 2014 President - Investment Bank

Kathryn Shih

59 2016 President UBS Asia Pacific

Juerg Zeltner

49 2014 President Wealth Management

Axel Lehmann

57 2016 Group Chief Operating Officer

Christian Bluhm

48 2016 Group Chief Risk Officer

Markus Diethelm

59 2014 Group General Counsel

Markus Baumann

54 2017 Group Company Secretary

Reto Francioni

61 2014 Member of the Board of Directors

Ann Godbehere

62 2014 Member of the Board of Directors

Sabine Keller-Busse

52 2016 Group Head Human Resources

William Parrett

72 2014 Member of the Board of Directors

Isabelle Romy

52 2014 Member of the Board of Directors

Robert Scully

67 2016 Member of the Board of Directors

Beatrice Weder di Mauro

52 2014 Member of the Board of Directors

Dieter Wemmer

60 2016 Member of the Board of Directors

Joseph Yam

68 2014 Member of the Board of Directors

David Sidwell

64 2014 Senior Independent Director

Biographies

Name Description

Axel Weber

Mr. Axel A. Weber is Chairman of the Board of Directors of UBS Group AG since November 26, 2014. He was Board of Directors since 2012. He is Chairperson of the Corporate Culture and Responsibility Committee / Chairperson of the Governance and Nominating Committee. He was president of the German Bundesbank between 2004 and 2011, during which time he also served as a member of the Governing Council of the European Central Bank, a member of the Board of Directors of the Bank for International Settlements, German governor of the International Monetary Fund, and as a member of the G7 and G20 Ministers and Governors. He was a member of the steering committees of the European Systemic Risk Board in 2011 and the Financial Stability Board from 2010 to 2011. On leave from the University of Cologne, he was a visiting professor at the University of Chicago Booth School of Business from 2011 to 2012. From 2002 to 2004, Mr. Weber served as a member of the German Council of Economic Experts. He was a professor of international economics and Director of the Center for Financial Research at the University of Cologne from 2001 to 2004, and a professor of monetary economics and Director of the Center for Financial Studies at the Goethe University in Frankfurt am Main from 1998 to 2001. From 1994 to 1998, he was a professor of economic theory at the University of Bonn. He also serves as Board member of the Swiss Bankers Association, Trustees of Avenir Suisse among others. Mr. Weber holds a PhD in economics from the University of Siegen, where he also received his habilitation. He graduated with a master’s degree in economics at the University of Constance and holds honorary doctorates from the universities of Duisburg-Essen and Constance.

Sergio Ermotti

Mr. Sergio P. Ermotti is Group Chief Executive Officer at UBS Group AG since November 2014. He has been Group Chief Executive Officer of UBS AG since November 2011. He became a member of the GEB in April 2011 and was Chairman and CEO of UBS Group Europe, Middle East and Africa from April to November 2011. From 2007 to 2010, he was Group Deputy Chief Executive Officer at UniCredit, Milan, and was responsible for the strategic business areas of Corporate and Investment Banking, and Private Banking. He joined UniCredit in 2005 as Head of Markets & Investment Banking Division. Between 2001 and 2003, he worked at Merrill Lynch, serving as co-Head of Global Equity Markets and as a member of the Executive Management Committee for Global Markets & Investment Banking. He began his career with Merrill Lynch in 1987, and held various positions within equity derivatives and capital markets. Mr. Ermotti is a Swiss-certified banking expert and is a graduate of the Advanced Management Programme at Oxford University.

Michel Demare

Mr. Michel Demare is Independent Vice Chairman of the Board of Directors of UBS Group AG since November 26, 2014. He was elected to the BoD at the 2009 AGM. In April 2010, he was appointed independent Vice Chairman. He has been a member of the Audit Committee since 2009 and the Compensation, Governance and Nominating Committee since 2010. He became a member of the Human Resources and Compensation Committee in 2013. Mr. Demare joined ABB in 2005 as Chief Financial Officer (CFO) and as a member of the Group Executive Committee. He stepped down from his function in ABB in January 2013. Between February and August 2008, he acted as the interim CEO of ABB. From September 2008 to March 2011, he combined his role as CFO with that of President of Global Markets. Mr. Demare joined ABB from Baxter International Inc., where he was CFO Europe from 2002 to 2005. Prior to this, he spent 18 years at the Dow Chemical Company, holding various treasury and risk management positions in Belgium, France, the US and Switzerland. Between 1997 and 2002, Mr. Demare was CFO of the Global Polyolefins and Elastomers division. He began his career as an officer in the multinational banking division of Continental Illinois National Bank of Chicago, and was based in Antwerp. Mr. Demare graduated with an MBA from the Katholieke Universiteit Leuven, Belgium, and holds a degree in applied economics from the Katholieke Universiteit Leuven, Belgium.

Kirt Gardner

Mr. Kirt Gardner is Group Chief Financial Officer of UBS Group AG since January 2016. He was CFO Wealth Management from 2013 to 2015. Prior to this, he held a number of leadership positions at Citigroup, including CFO and Head of Strategy within Global Transaction Services from 2010 to 2013, Head of Strategy, Planning and Risk Strategy for the Corporate and Institutional Division from 2006 to 2010 and Head of Global Strategy and Cost Management for the Consumer Bank from 2004 to 2006. Prior to this, he held the position of Global Head of Financial Services Strategy for BearingPoint, where he worked in Asia and New York for four years. From 1994 to 2000, he was Managing Director with Barents Group, working in the US, Asia, Latin America and Europe.

Martin Blessing

Mr. Martin Blessing is President Personal & Corporate Banking and President UBS Switzerland of UBS Group AG since September 2016. Before coming to UBS he was CEO of Commerzbank AG, from 2008 to April 2016. In his 15 years at Commerzbank he held various senior management positions on Commerzbank’s Executive Board: in 2008 he became Spokesman of the Executive Board; from 2004 to 2008 he was Head of Corporate Banking as well as being Head IT & Operations from 2006 to 2008. From 2001 to 2004 he was Head of Private Clients. Before Commerzbank, Mr. Blessing served as CEO, Advance Bank of the Dresdner Bank from 2000 to 2001. From 1997 to 2000 he acted as Dresdner’s joint Head Private Clients. Mr. Blessing came from McKinsey & Company where he worked from 1989 to 1996, the last two years as a partner. Mr. Blessing holds an MBA from the University of Chicago and graduated in 1987 in business administration from the University of St. Gallen.

Ulrich Koerner

Dr. Ulrich Koerner is President Asset Management and President UBS Europe, Middle East and Africa of UBS Group AG since November 26, 2014. Previously, he was Chief Executive Officer - Global Asset Management and CEO - UBS Group Europe, Middle East and Africa. He was Group Chief Operating Officer from 2009 to 2013. In addition, he was appointed President UBS Europe, Middle East and Africa (formerly CEO of UBS Group Europe, Middle East and Africa) in December 2011. In 1998, Mr. Körner joined Credit Suisse. He served as a member of the Credit Suisse Group Executive Board from 2003 to 2008, holding various management positions, including CFO and Chief Operating Officer. From 2006 to 2008, he was responsible for the entire Swiss client business as CEO Credit Suisse Switzerland. Mr. Körner received a PhD in business administration from the University of St. Gallen, and served for several years as an auditor at Price Waterhouse and as a management consultant at McKinsey & Company.

Tom Naratil

Mr. Tom Naratil is President Wealth Management Americas and President UBS Americas at UBS Group AG since January 1, 2016. Previously, he served as Group Chief Financial Officer, Group Chief Operating Officer since January 2014 until 31 December 2015. He has been President of the Executive Board of UBS Business Solutions AG since 2015. He became a member of the GEB in June 2011 and was Group CFO of UBS AG from 2011 to 2015. He held the same position for UBS Group AG from 2014 to 2015. In addition to the role of Group CFO, he was Group Chief Operating Officer from 2014 to 2015. He served as CFO and Chief Risk Officer of Wealth Management Americas from 2009 until his appointment as Group CFO in 2011. Before 2009, he held various senior management positions within UBS, including heading the Auction Rate Securities Solutions Group during the financial crisis in 2008. He was named Global Head of Marketing, Segment & Client Development in 2007, Global Head of Market Strategy & Development in 2005, and Director of Banking and Transactional Solutions, Wealth Management USA, in 2002. During this time, he was a member of the Group Managing Board. He joined Paine Webber Incorporated in 1983, and after the merger with UBS became Director of the Investment Products Group. Mr. Naratil holds an MBA in economics from New York University and a Bachelor of Arts in history from Yale University.

Andrea Orcel

Mr. Andrea Orcel is President - Investment Bank of UBS Group AG since November 26, 2014. He was appointed President Investment Bank of UBS AG (formerly CEO Investment Bank) in November 2012. Since December 2014, he has additionally taken on the position as Chief Executive for UBS Limited and UBS AG London Branch. He had been appointed co-CEO of the Investment Bank in July 2012. He joined UBS from Bank of America Merrill Lynch, where he had been Executive Chairman since 2009, President of Emerging Markets (excluding Asia) since 2010 and CEO of European Card Services since 2011. Prior to the acquisition of Merrill Lynch by Bank of America, Mr. Orcel was a member of Merrill Lynch’s global management committee and Head of Global Origination, which combined Investment Banking and Capital Markets. He held a number of other leadership positions, including President of Global Markets & Investment Banking for Europe, Middle East and Africa (EMEA) and Head of EMEA Origination beginning in 2004. Between 2003 and 2007, he led the Global Financial Institutions Group, of which he had been part since joining Merrill Lynch in 1992. Prior to this, he worked at Goldman Sachs and the Boston Consulting Group. Mr. Orcel holds an MBA from INSEAD and a degree in economics and commerce, summa cum laude, from the University of Rome (Universita degli Studi di Roma).

Kathryn Shih

Ms. Kathryn Shih President UBS Asia Pacific of UBS Group AG since January 2016. She has been Head Wealth Management Asia Pacific since 2002. She was CEO of UBS Hong Kong from 2003 to 2008. Prior to this, she held various leadership positions in Wealth Management Asia Pacific. She has been with the firm for nearly 30 years, since joining Swiss Bank Corporation in 1987 as a client advisor and then serving as Head Private Banking from 1994 to 1998. In the 1980, Ms. Shih worked for Citibank in the Consumer Services Group and as an executive trainee with PCI Capital Asia Ltd. She conferred as a Certified Private Wealth Professional by the Private Wealth Management Association, Hong Kong in 2015 and as a Certified Financial Planner from the Institute of Financial Planners, Hong Kong in 2001 and completed the Advanced Executive Program at Northwestern University in 1999. Ms. Shih holds a bachelor’s degree of arts from Indiana University in the US and a master’s degree in business management from the Asian Institute of Management in the Philippines.

Juerg Zeltner

Mr. Juerg Zeltner is President Wealth Management of UBS Group AG since November 26, 2014. He was Chief Executive Officer - UBS Wealth Management of UBS Group Inc. Mr. Zeltner became a member of the GEB in February 2009 and is CEO of UBS Wealth Management. Between February 2009 and January 2012, he served as co-CEO of UBS Wealth Management & Swiss Bank. In November 2007, he was appointed as Head of Wealth Management North, East & Central Europe. From 2005 to 2007, he was CEO of UBS Deutschland, Frankfurt, and, prior to this, he held various management positions in the former Wealth Management division of UBS. Between 1987 and 1998, he was with Swiss Bank Corporation in various roles within the Private and Corporate Client division in Berne, New York and Zurich. Mr. Zeltner holds a diploma in business administration from the College of Higher Vocational Education in Berne and is a graduate of the Advanced Management Program at Harvard Business School.

Axel Lehmann

Mr. Axel P. Lehmann is Group Chief Operating Officer of UBS Group AG since January 2016. He was Member of the Board of Directors of UBS Group AG from November 26, 2014 until December 31, 2015. Mr. Lehmann was elected to the BoD at the 2009. During his entire tenure on the Board, he had been a member of the Risk Committee and, from 2011 to 2013, a member of the Governance and Nominating Committee. Mr. Lehmann became a member of Zurich Insurance Group’s (Zurich) Group Executive Committee in 2002, holding various management positions, including CEO for the European and North America businesses, and from 2008 to 2015 as Chief Risk Officer with additional responsibilities for Group IT, as Regional Chairman for Europe, Middle East and Africa and as Chairman for Farmers Group Inc. In 2001 he was appointed CEO for Northern, Central and Eastern Europe and Zurich Group Germany, having served as a member of the company’s Group Management Board since 2000 with responsibility for groupwide business development functions. In 1996, he joined Zurich as a member of the Executive Committee of Zurich Switzerland and subsequently held various executive management and corporate development positions within Zurich Switzerland. Prior to joining Zurich, Mr. Lehmann was head of corporate planning and controlling at Swiss Life, project manager and Vice President of the Institute of Insurance Economics at the University of St. Gallen and visiting professor at Bocconi University in Milan. Mr. Lehmann holds a PhD and a master’s degree in business administration and economics from the University of St. Gallen. He is also a graduate of the Wharton Advanced Management Program and an honorary professor of business administration and service management at the University of St. Gallen.

Christian Bluhm

Mr. Christian Bluhm, Ph.D. is Group Chief Risk Officer of UBS Group AG since January 2016. He joined UBS from FMS Wertmanagement, where he had been Chief Risk & Financial Officer since 2010 and Spokesman of the Executive Board from 2012 to 2015. From 2004 to 2009 he worked for Credit Suisse where he was Managing Director responsible for Credit Risk Management in Switzerland and Private Banking worldwide. Mr. Bluhm was Head of Credit Portfolio Management until 2008 and then Head of Credit Risk Management Analytics & Instruments after the financial crisis in 2008. From 2001 to 2004 he worked for Hypovereinsbank in Munich in Group Credit Portfolio Management, heading a team that specialized in Structured Finance Analytics. Before starting his banking career with Deutsche Bank in Credit Risk Management in 1999 he worked as a post doctorate fellow at Cornell University in Ithaca and as a scientific assistant at the University of Greifswald.

Markus Diethelm

Mr. Markus U. Diethelm Ph.D. is Group General Counsel at UBS Group AG since November 26, 2014. He became a member of the GEB in September 2008. From 1998 to 2008, he served as Group Chief Legal Officer at Swiss Re, and was appointed to the company’s Group Executive Board in 2007. Prior to this, he was with Los Angeles- based law firm Gibson, Dunn & Crutcher, and focused on corporate matters, securities transactions, litigation and regulatory investigations while working out of the firm’s Brussels and Paris offices. From 1989 to 1992, he practiced at Shearman & Sterling in New York, specializing in mergers and acquisitions. In 1988, he worked at Paul, Weiss, Rifkind, Wharton & Garrison in New York. After starting his career in 1983 with Bär & Karrer, he served from 1984 to 1985 as a law clerk at the District Court of Uster in Switzerland. Mr. Diethelm holds a law degree from the University of Zurich and a master’s degree and PhD from Stanford Law School. Mr. Diethelm is a qualified attorney-at-law admitted to the bar in Zurich, Geneva and in New York State.

Markus Baumann

Mr. Markus Baumann is Group Company Secretary of UBS Group AG since 2017. He has been with UBS for over 35 years and has held a broad range of leadership roles across business and Corporate Centre functions in Switzerland, the US and Japan, including Chief of Staff to the Chairman of the Board of Directors from 2015 to present and Chief Operating Officer of Group Internal Audit from 2006 to 2015. Before this he worked as Chief Operating Officer EMEA for UBS Asset Management. Early in his career, Mr. Baumann spent four years in Japan, working there as Corporate Planning Officer and Assistant to the CEO. He started with UBS in 1979 with a banking apprenticeship, covering the full range of universal banking activities. Mr. Baumann holds an MBA from INSEAD.

Reto Francioni

Prof. Dr. Reto Francioni, Ph.D. is Member of the Board of Directors at UBS Group AG since November 26, 2014. He has been a member of the Corporate Responsibility Committee since 2013 and Risk Committee, Compensation Committee since 2014. He has been CEO of Deutsche Börse AG since 2005. Since 2006, he has been a professor of applied capital markets theory at the University of Basel. From 2002 to 2005, he was Chairman of the Supervisory Board and President of the SWX Group, Zurich. Mr. Francioni was co-CEO and Spokesman for the Board of Directors of Consors AG, Nuremberg, from 2000 to 2002. Between 1993 and 2000, he held various management positions at Deutsche Börse AG, including that of Deputy CEO from 1999 to 2000. From 1992 to 1993, he served in the corporate finance division of Hoffmann-La Roche, Basel. Prior to this, he worked for several years for Association Tripartite Bourses and, from 1985 to 1988, for the former Credit Suisse, holding positions in the equity sales and legal departments. He started his professional career in 1981 in the commerce division of Union Bank of Switzerland. Mr. Francioni completed his studies in law in 1981 and his Ph.D. in 1987 at the University of Zurich.

Ann Godbehere

Ms. Ann Frances Godbehere is Member of the Board of Directors at UBS Group AG since November 26, 2014. She has chaired the Compensation Committee since 2011 and has been a member of the Audit Committee since 2009. She was appointed CFO and Executive Director of Northern Rock in February 2008, serving in these roles during the initial phase of the business’s public ownership until the end of January 2009. Prior to this role, she served as CFO of Swiss Re Group from 2003 to 2007. Ms. Godbehere was CFO of its Property & Casualty division in Zurich for two years. Prior to this, she served as CFO of the Life & Health division in London for three years. From 1997 to 1998, she was CEO of Swiss Re Life & Health Canada and head of IT for Swiss Re in North America. Between 1996 and 1997, she was CFO of Swiss Re Life & Health North America. Ms. Godbehere is a certified general accountant and was made a fellow of the Chartered Professional Accountant Association in 2014 and fellow of the Certified General Accountant Association of Canada in 2003.

Sabine Keller-Busse

Ms. Sabine Keller-Busse, Ph.D. is Group Head Human Resources of UBS Group AG since January 2016. She has been Group Head Human Resources since August 2014. Having joined UBS in 2010, she served as Chief Operating Officer UBS Switzerland until 2014. Prior to this, she led Credit Suisse’s Private Clients Region Zurich division for two years. From 1995 to 2008 Ms. Keller-Busse worked for McKinsey & Company, where she had been Senior Partner since 2001. She started her professional career at Siemens AG in a trainee program which she completed with a commercial diploma.

William Parrett

Mr. William G. (Bill) Parret is Member of the Board of Directors at UBS Group AG since November 26, 2014. Mr. Parrett was elected to the Board at the October 2008 Extraordinary General Meeting. He has chaired the Audit Committee since 2009, has been a member of the Corporate Culture and Responsibility Committee since 2012 and the Compensation Committee since 2015. Mr. Parrett served his entire career with Deloitte Touche Tohmatsu. He was CEO from 2003 until his retirement in 2007. Between 1999 and 2003, he was a Managing Partner of Deloitte & Touche USA LLP and served on Deloitte’s Global Executive Committee between 1999 and 2007. Mr. Parrett founded Deloitte’s US National Financial Services Industry Group in 1995 and its Global Financial Services Industry Group in 1997, both of which he led as Chairman. In his 40 years of experience in professional services, Mr. Parrett served public, private, governmental, and state-owned clients worldwide. Mr. Parrett has a bachelor’s degree in accounting from St. Francis College, New York, and is a certified public accountant (New York).

Isabelle Romy

Dr. Isabelle Romy is Member of the Board of Directors at UBS Group AG since November 26, 2014. Dr. Romy was elected to the BoD at the 2012 AGM. She has been a member of the Audit Committee and the Governance and Nominating Committee since 2012. Ms. Romy is a partner at Froriep, a large Swiss business law firm. From 1995 to 2012, she worked for another major Swiss law firm based in Zurich, where she was a partner from 2003 to 2012. Her legal practice includes litigation and arbitration in cross-border cases. Ms. Romy has been an associate professor at the University of Fribourg and at the Federal Institute of Technology in Lausanne (EPFL) since 1996. Between 2003 and 2008, she served as a deputy judge at the Swiss Federal Supreme Court. From 1999 to 2006, she was a member of the Ethics Commission at the EPFL. Ms. Romy earned her PhD in law (Dr. iur.) at the University of Lausanne in 1990 and has been a qualified attorney-at-law admitted to the bar since 1991. From 1992 to 1994, she was a visiting scholar at Boalt Hall School of Law, University of California, Berkeley, and completed her professorial thesis at the University of Fribourg in 1996.

Robert Scully

Mr. Robert W. (Bob) Scully is Member of the Board of Directors of UBS Group AG since 2016. He is a Member of the Risk Committee. He served as a Member of the Office of the Chairman of Morgan Stanley from 2007 to 2009 and was its Co-President responsible for Asset Management, Discover Credit Cards from 2006 to 2007. Prior to assuming the position of Co-President, he was Chairman of Global Capital Markets from 2004 to 2006, Vice Chairman of Investment Banking from 1999 to 2006 and Managing Director from 1996 to 2009. Robert W. Scully was Managing Director at Lehman Brothers from 1993 to 1996, having worked for Scully Brothers Foss & Wight from 1989 to 1993 as Managing Director and for Salomon Brothers in Investment Banking and Capital Markets from 1980 to 1989, becoming a Managing Director in 1984. He began his career in the banking industry with Chase Manhattan Bank in 1972 and then worked as an investment banker for Blyth Eastman Dillon & Co. from 1977 to 1980.

Beatrice Weder di Mauro

Ms. Beatrice Weder di Mauro, Ph.D. is Member of the Board of Directors at UBS Group AG since November 26, 2014. Ms. Weder di Mauro was elected to the BoD at the 2012 AGM. She has been a member of the Audit Committee since 2012 and became a member of the Risk Committee in 2013. She has been a professor of economics, economic policy and international macroeconomics at the Johannes Gutenberg University of Mainz since 2001. Ms. Weder di Mauro was a member of the German Council of Economic Experts from 2004 to 2012. In 2010, she was a resident scholar at the International Monetary Fund (IMF) in Washington, DC, and, in 2006, a visiting scholar at the National Bureau of Economic Research, Cambridge, MA. She was an associate professor of economics at the University of Basel between 1998 and 2001 and a research fellow at the United Nations University in Tokyo from 1997 to 1998. Prior to this, she was an economist at the IMF in Washington, DC. Ms. Weder di Mauro earned her PhD in economics at the University of Basel in 1993 and received her habilitation there in 1999.

Dieter Wemmer

Dr. Dieter Wemmer is Member of the Board of Directors of UBS Group AG since 2016. He is a Member of the Risk Committee. He has been Chief Financial Officer (CFO) of Allianz SE since January 2013. He joined Allianz SE in 2012 as a member of the Board of Management, responsible for the insurance business in France, Benelux, Italy, Greece and Turkey and for the Center of Competence “Global Property & Casualty.” He was CFO of Zurich Insurance Group (Zurich) from 2007 to 2011. From 2010 to 2011 he was made Zurich’s Regional Chairman of Europe. Prior to this, Dieter Wemmer was CEO of the Europe General Insurance business and member of Zurich’s Group Executive Committee from 2004 to 2007. He held various other management positions in the Zurich Group such as Chief Operating Officer of the Europe General Insurance business from 2003 to 2004, Head of Mergers and Acquisitions from 1999 to 2003 and Head of Financial Controlling in 1997 to 1999.

Joseph Yam

Mr. Joseph Yam is Member of the Board of Directors at UBS Group AG since November 26, 2014. Mr. Yam was elected to the BoD at the 2011 AGM. He has been a member of the Corporate Culture and Responsibility Committee and the Risk Committee since 2011. He is Executive Vice President of the China Society for Finance and Banking and in that capacity has served as an advisor to the People’s Bank of China since 2009. Mr. Yam was instrumental in the establishment of the Hong Kong Monetary Authority and served as Chief Executive from 1993 until his retirement in 2009. He began his career in Hong Kong as a statistician in 1971 and served the public for over 38 years. During his service, he occupied several positions such as Director of the Office of the Exchange Fund from 1991, Deputy Secretary for Monetary Affairs from 1985 and Principal Assistant Secretary for Monetary Affairs from 1982. Mr. Yam graduated from the University of Hong Kong in 1970 with first class honors in social sciences. He holds honorary doctorate degrees and professorships from a number of universities in Hong Kong and overseas.

David Sidwell

Mr. David H. Sidwell is Senior Independent Director at UBS Group AG since November 26, 2014. Mr. Sidwell was elected to the BoD at the 2008 AGM. In April 2010, he was appointed Senior Independent Director of UBS AG. He has chaired the Risk Committee since 2008 and has been a member of the Governance and Nominating Committee since 2011. Mr. Sidwell was Executive Vice President and CFO of Morgan Stanley between 2004 and 2007. Before joining Morgan Stanley he worked for JPMorgan Chase & Co., where, in his 20 years of service, he held a number of different positions, including controller and, from 2000 to 2004, CFO of the Investment Bank. Prior to this, he was with Price Waterhouse in both London and New York. Mr. Sidwell obtained Bachelor of Arts in Economics from University of Cambridge and qualified as a chartered accountant with the Institute of Chartered Accountants in England and Wales.