Edition:
United Kingdom

Insider Trading: Caterpillar Inc (CAT.N)

CAT.N on New York Stock Exchange

124.95USD
21 May 2019
Change (% chg)

$2.52 (+2.06%)
Prev Close
$122.43
Open
$123.33
Day's High
$125.07
Day's Low
$122.72
Volume
1,261,473
Avg. Vol
1,028,488
52-wk High
$161.51
52-wk Low
$112.08

All Insider Trades
Trading Date Name Title Type Shares Traded Price
1 May 2019

Johnson Denise C

Officer Sell 126 $138.79
1 May 2019

Ainsworth (William P.)

Officer Sell 34 $138.79
6 Mar 2019

Long (Suzette M)

General Counsel Sell 2,161 $136.19
6 Mar 2019

Long (Suzette M)

General Counsel Sell 390 $136.19
5 Mar 2019

White (Miles D)

Director Sell 427 $137.73
4 Mar 2019

Gallardo (T Juan)

Director Buy 1,084 $0.00
4 Mar 2019

Calhoun (David L)

Director Buy 2,891 $0.00
4 Mar 2019

Wilkins (Rayford Jr)

Director Buy 1,084 $0.00
4 Mar 2019

Rust (Edward B Jr)

Director Buy 1,084 $0.00
4 Mar 2019

Schwab (Susan C)

Director Buy 1,084 $0.00
4 Mar 2019

Muilenburg Dennis A

Director Buy 1,084 $0.00
4 Mar 2019

Ayotte (Kelly A)

Director Buy 1,084 $0.00
4 Mar 2019

White (Miles D)

Director Buy 1,084 $0.00
4 Mar 2019

Reed (Debra L)

Director Buy 1,084 $0.00
4 Mar 2019

Osborn (William A)

Director Buy 1,084 $0.00
4 Mar 2019

Dickinson (Daniel M)

Director Buy 1,084 $0.00
25 Feb 2019

De Lange (Bob)

Officer Buy 2,157 $57.85
25 Feb 2019

De Lange (Bob)

Officer Sell 882 $141.37
25 Feb 2019

De Lange (Bob)

Officer Sell 540 $141.37
12 Feb 2019

Pellette (Thomas A)

Officer Buy 15,217 $0.00
12 Feb 2019

Long (Suzette M)

General Counsel Sell 437 $131.78
12 Feb 2019

Umpleby (Donald James III)

Chief Executive Officer Buy 18,029 $0.00
12 Feb 2019

Copeland Jananne A

Officer Sell 566 $131.78
12 Feb 2019

De Lange (Bob)

Officer Buy 7,409 $0.00
12 Feb 2019

Umpleby (Donald James III)

Chief Executive Officer Sell 6,848 $131.78

Institutional Holders

% Shares Owned: 68.10%
# of Holders: 2,016
Total Shares Held: 389,424,101
3 Mo. Net Change: -5,077,398
# New Positions: 156
# Closed Positions: 106
# Increased Positions: 806
# Reduced Positions: 786
# Net Buyers: 20

Officers & Directors

Name Age Since Current Position

David Calhoun

61 2017 Non-Executive Independent Chairman of the Board

Donald Umpleby

60 2017 Chief Executive Officer, Director

Andrew Bonfield

56 2018 Chief Financial Officer

Billy Ainsworth

2019 Group President of Energy and Transportation

Bob De Lange

48 2018 Group President of Customer and Dealer Support

Denise Johnson

51 2016 Group President

Ramin Younessi

2019 Group President of Construction Industries

Cheryl Johnson

57 2017 Chief Human Resource Officer

Thomas Pellette

55 2019 Senior Vice President of Caterpillar

G. Michael Marvel

2019 Chief Accounting Officer

Kyle Epley

2019 Vice President of Finance Services Division

Tom Bluth

2019 Vice President - Legal Aftermarket Support

Joseph Creed

42 2019 Vice President of Oil Gas and Marine Division

Marty Haycraft

2019 Vice President of Caterpillar Rail Division

Pablo Koziner

2019 Vice President of Electric Power Division

Karl Weiss

2019 Vice President of Innovation and Technology Development Division

Suzette Long

52 2017 General Counsel, Corporate Secretary

Kelly Ayotte

50 2017 Independent Director

Daniel Dickinson

57 2006 Independent Director

Juan Gallardo

71 1998 Independent Director

Dennis Muilenburg

55 2011 Independent Director

William Osborn

70 2000 Independent Director

Debra Reed

62 2015 Independent Director

Edward Rust

68 2003 Independent Director

Susan Schwab

64 2009 Independent Director

Miles White

63 2011 Independent Director

Rayford Wilkins

67 2017 Independent Director