Edition:
United Kingdom

Insider Trading: Capital Southwest Corp (CSWC.OQ)

CSWC.OQ on NASDAQ Stock Exchange Global Select Market

21.14USD
22 Jul 2019
Change (% chg)

$0.01 (+0.05%)
Prev Close
$21.13
Open
$21.15
Day's High
$21.15
Day's Low
$21.13
Volume
2,309
Avg. Vol
16,688
52-wk High
$22.48
52-wk Low
$17.26

All Insider Trades
Trading Date Name Title Type Shares Traded Price
29 Mar 2019

Diehl (Bowen S)

Chief Executive Officer Buy 3,123 $11.00
29 Mar 2019

Diehl (Bowen S)

Chief Executive Officer Buy 2,852 $11.00
26 Dec 2018

Furst (Jack D)

Director Buy 3,504 $18.78
24 Dec 2018

Furst (Jack D)

Director Buy 2,900 $18.16
15 Nov 2018

Sarner (Michael Scott)

Chief Financial Officer Buy 43,400 $0.00
15 Nov 2018

Diehl (Bowen S)

Chief Executive Officer Buy 51,000 $0.00
12 Nov 2018

Battist (Christine S)

Director Buy 1,000 $19.53
21 Aug 2018

Battist (Christine S)

Director Buy 794 $19.01
15 Aug 2018

Diehl (Bowen S)

Chief Executive Officer Buy 50,000 $11.53
20 Jun 2018

Diehl (Bowen S)

Chief Executive Officer Buy 6,247 $11.00
20 Jun 2018

Diehl (Bowen S)

Chief Executive Officer Buy 2,661 $11.53
20 Jun 2018

Diehl (Bowen S)

Chief Executive Officer Buy 5,705 $11.00
23 Mar 2018

Wilson (John H)

Director Buy 3,000 $17.10
9 Feb 2018

Sarner (Michael Scott)

Chief Financial Officer Buy 700 $16.24
8 Feb 2018

Morgan (Thomas Duane)

Director Buy 3,050 $16.39
28 Dec 2017

Brooks (David R)

Director Buy 2,000 $16.66
21 Nov 2017

Kelley (Douglas M)

Officer Buy 380 $16.87
15 Nov 2017

Diehl (Bowen S)

Chief Executive Officer Buy 46,800 $0.00
15 Nov 2017

Kelley (Douglas M)

Officer Sell 1,368 $16.95
15 Nov 2017

Kelley (Douglas M)

Officer Buy 20,000 $0.00
15 Nov 2017

Ashbaugh (William M)

Officer Buy 5,000 $0.00
15 Nov 2017

Ashbaugh (William M)

Officer Sell 524 $16.95
15 Nov 2017

Sarner (Michael Scott)

Chief Financial Officer Buy 39,000 $0.00
13 Nov 2017

Kelley (Douglas M)

Officer Buy 1,500 $17.00
10 Nov 2017

Kelley (Douglas M)

Officer Sell 1,641 $16.99

Institutional Holders

% Shares Owned: 53.24%
# of Holders: 77
Total Shares Held: 9,316,617
3 Mo. Net Change: 37,104
# New Positions: 3
# Closed Positions: 1
# Increased Positions: 6
# Reduced Positions: 2
# Net Buyers: 4

Officers & Directors

Name Age Since Current Position

David Brooks

59 2017 Independent Chairman of the Board

Bowen Diehl

49 2015 President, Chief Executive Officer, Director

Michael Sarner

45 2016 Chief Financial Officer, Chief Compliance Officer, Treasurer, Secretary

Jack Furst

59 2014 Independent Director

Thomas Morgan

68 2012 Independent Director

William Thomas

48 2014 Independent Director

John Wilson

76 1988 Independent Director