United Kingdom

People: Legg Mason Inc (LM.N)

LM.N on New York Stock Exchange

23 Aug 2019
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Sullivan, Joseph 

Mr. Joseph A. Sullivan is the Chairman of the Board, President and Chief Executive Officer of the Company. Mr. Sullivan has been a director of Legg Mason since February 2013 and has served as our Chairman since October 2014. Mr. Sullivan was elected President, Chief Executive Officer and a member of the Board in February 2013. Before being appointed as President and Chief Executive Officer, Mr. Sullivan served as Interim Chief Executive Officer of Legg Mason from October 1, 2012 to February 11, 2013. Prior to that, Mr. Sullivan oversaw the global distribution operations of Legg Mason. He was elected Senior Executive Vice President of Legg Mason in September 2008 and until January 2011 was responsible for overseeing administrative functions as Chief Administrative Officer. From December 2005 to September 2008, he was responsible for overseeing the fixed income capital markets operations of Stifel Nicolaus, a broker-dealer. From 1993 to December 2005, he oversaw the fixed income capital markets operations of Legg Mason Wood Walker, the company’s broker-dealer subsidiary that was sold in December 2005.

Basic Compensation

Total Annual Compensation, USD 4,500,000
Restricted Stock Award, USD 3,320,000
Long-Term Incentive Plans, USD --
All Other, USD 1,854,250
Fiscal Year Total, USD 9,674,250

Options Compensation

  Quantity Market Value
Exercisable -- --
Unexercisable -- --
Exercised 41,320 --