WASHINGTON The Securities and Exchange Commission (SEC) on Friday said Cantor Fitzgerald & Co and BMO Capital Markets had agreed to pay $647,000 and $3.9 million respectively to settle charges of improper handling of "pre-released" American Depositary Receipts (ADRs).
NEW YORK, Aug 16 Shares of Callidus Capital Corp
surged more than 75% on Friday after the Canadian
lender said its second-largest shareholder, Braslyn Ltd, would
acquire its outstanding minority shares and take it private.
A University of Minnesota student who said she was raped last August by Richard Liu, the chief executive officer of China's e-commerce retailer JD.com Inc, filed a civil lawsuit against him in a Minneapolis court on Tuesday, nearly four months after prosecutors declined to press criminal charges.
NEW YORK David Einhorn's Greenlight Capital renewed criticism of Elon Musk and Tesla Inc, saying the electric car company appeared to be "on the brink" of failure again, according to a letter sent to clients of the hedge fund on Friday.
NEW YORK On the morning of July 11, Paul Pittman was on a corn farm in Western Illinois, unaware his company had taken a devastating hit.
NEW YORK, March 21 On the morning of July 11,
Paul Pittman was on a corn farm in Western Illinois, unaware his
company had taken a devastating hit.
LONDON/NEW YORK U.S. financial services firm Cantor Fitzgerald plans to expand its prime brokerage operations in Europe and has hired Sean Capstick in London to lead the efforts, two sources with knowledge of the matter told Reuters.
NEW YORK, March 14 Lee Fixel, a partner and head
of the $13 billion private equity business at Tiger Global
Management LLC, plans to leave the firm on June 30, according to
a letter sent to clients on Thursday seen by Reuters.
March 11 Toronto-based lender Callidus Capital
Corp announced on Monday that consultant and interim
Chief Executive Officer Patrick Dalton had resigned, providing
no reason why.